DGAP-PVR: BASF SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

2022. június 17., péntek, 09:38







DGAP Voting Rights Announcement: BASF SE







BASF SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution








17.06.2022 / 09:38



Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.


The issuer is solely responsible for the content of this announcement.




Notification of Major Holdings



1. Details of issuer










Name: BASF SE
Street: Carl-Bosch-Straße 38
Postal code: 67056
City: Ludwigshafen
Germany
Legal Entity Identifier (LEI): 529900PM64WH8AF1E917

2. Reason for notification








  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation

Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

13 Jun 2022

6. Total positions















  % of voting rights attached to shares
(total of 7.a.)		 % of voting rights through instruments
(total of 7.b.1 + 7.b.2)		 Total of both in %
(7.a. + 7.b.)		 Total number of voting rights pursuant to Sec. 41 WpHG
New 0.27 % 5.24 % 5.51 % 918,478,694
Previous notification 0.26 % 4.97 % 5.23 % /

7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)





















ISIN Absolute In %
  Direct
(Sec. 33 WpHG)		 Indirect
(Sec. 34 WpHG)		 Direct
(Sec. 33 WpHG)		 Indirect
(Sec. 34 WpHG)
US0552625057 0 205,070 0 % 0.02 %
DE000BASF111 0 2,273,861 0 % 0.25 %
Total 2,478,931 0.27 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG






































Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right To Recall Open
1,547,465 0.17 %
Right Of Use Open
455,454 0.05 %
Swap 07.07.2031
2,370,691 0.26 %
Future 17.06.2022
3,904,739 0.43 %
Call Warrant 07.07.2031
1,814,786 0.20 %
Convertible Bond 09.03.2023
17,119 0.002 %
Call Option 21.06.2024
7,044,988 0.77 %
    Total 17,155,243 1.87 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG















































Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Future 20.12.2030
Cash 16,082,770 1.75 %
Forward 20.12.2024
Cash 1,131,938 0.12 %
Call Warrant 31.12.2030
Cash 1,930,031 0.21 %
Swap 09.06.2032
Cash 1,757,654 0.19 %
Put Option 20.12.2030
Cash 2,555,591 0.28 %
Put Option 19.12.2025
Physical 4,877,081 0.53 %
Call Option 31.03.2035
Cash 2,607,864 0.28 %
      Total 30,942,928 3.37 %

8. Information in relation to the person subject to the notification obligation




  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

























































































































































































































































Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
The Goldman Sachs Group, Inc. % % %
GSAM Holdings LLC % % %
NNIP Holdings LLC % % %
NNIP UK Holdings I Ltd % % %
NNIP UK Holdings II Ltd % % %
NNIP Holdings I B.V. / NNIP Holdings II B.V. % % %
NN Investment Partners Holdings NV % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman, Sachs & Co. Wertpapier GmbH % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs (UK) L.L.C. % % %
Goldman Sachs Group UK Limited % % %
Goldman Sachs International Bank % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs Bank USA % % %
Goldman Sachs Bank Europe SE % % %
- % % %
The Goldman Sachs Group, Inc. % % %
GS Global Markets, Inc. % % %
Goldman Sachs Finance Corp International Ltd % % %
- % % %
The Goldman Sachs Group, Inc. % % %
GS Finance Corp. % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs (UK) L.L.C. % % %
Goldman Sachs Group UK Limited % % %
Goldman Sachs International % % %
- % % %
The Goldman Sachs Group, Inc. % % %
IMD Holdings LLC % % %
United Capital Financial Partners, Inc. % % %
United Capital Financial Advisers, LLC % % %
- % % %
The Goldman Sachs Group, Inc. % % %
GSAM Holdings LLC % % %
Goldman Sachs Asset Management, L.P. % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Murray Street Corporation % % %
Benson Street Limited % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs Non-US Americas Holdings LLC % % %
Goldman Sachs Non-US Americas Holdings II LLC % % %
GSEM Bermuda Holdings, L.P. % % %
GS Equity Markets, L.P. % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Folio Financial, Inc. % % %
Folio Investments Inc. % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs & Co. LLC % % %
- % % %
The Goldman Sachs Group, Inc. % % %
The Goldman Sachs Trust Company, National Association % % %
The Goldman Sachs Trust Company of Delaware % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)


Date of general meeting:

Holding total positions after general meeting (6.) after annual general meeting:






Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

 


Date

15 Jun 2022














17.06.2022 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de












Language: English
Company: BASF SE

Carl-Bosch-Straße 38

67056 Ludwigshafen

Germany
Internet: www.basf.com





 
End of News DGAP News Service




1377739  17.06.2022 



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